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The characteristics and likely causes of the Medieval megadroughts in North America
 
Severe though the six multiyear droughts since the mid nineteenth century have been in terms of environmental and social impacts, as climate events they were dwarfed by a series of megadroughts that struck the West between about 900AD and 1400AD.  These droughts were sufficiently long in duration that it actually makes more sense to describe the Medieval climate of the West as not so much afflicted by a sequence of droughts but as simply more arid than in subsequent centuries or now.
  
The visual evidence of medieval megadroughts in the landscape today
 
The medieval droughts were long before the beginning of instrumental 
weather records and their character and severity must be reconstructed 
from the signature they left within the environment.  One of the most 
dramatic of these is frequently seen by travelers in the mountains states 
of the West who probably rarely understand what they are seeing.  Dead 
tree stumps, seasonally flooded by water, are often seen in river valley 
bottoms in the Sierra Nevada and they also populate the underwater margins 
of famous lakes such as Mono Lake.  In the early 1990s Scott Stine, a 
University of California geographer, began using carbon dating to 
determine when these trees were living and found that they pretty much all 
grouped in the medieval period. See Scott Stine's article at
www.yosemite.org.
The trees were living in river valleys 
and around lakes that, because the climate was drier, never flooded.  When 
the medieval megadrought period ended, waters rose and the trees died. 
Elsewhere in the high plains of Nebraska and elsewhere the medieval 
megadroughts can still be seen as massive sand dunes that are now grassed 
over and stable.
 
In a remarkable paper ('Late Quaternary bison population changes on the southern Plains', Plains Anthropologist, v 19, 180-196, 1974), Tom Dillehay successfully sketched 
the medieval climatological history of the southern Great Plains based on 
little more than the numbers of bison bones found in archaeological sites. 
At this time few Indians were dependent on bison hunting - that was yet to 
come when European expanded into the moister areas to the east and 
displaced Indians from areas where they both farmed and hunted.  In 
Dillehay's study it is striking how few were the bison remains a 
millennium ago compared to the periods before and after.  He also drew 
what now appears the correct conclusion - the climate was drier and bison 
populations shrank as grasslands became desert.
 
The medieval megadroughts may also have left their signature on the human 
environment of the West.  The great cliff cities in the four corners 
region of the West such as at Chaco Canyon and Mesa Verde were all 
abandoned towards the end of the drought.  These societies were based on 
irrigated agriculture.  Although there remains much debate about why these 
highly organized Indian societies collapsed archaeologists are revisiting 
the idea that decades of dry conditions were part of the reason 
(see Jones et al. 'Environmental Imperatives Reconsidered:
Demographic Crises in Western North America during the Medieval Climate
Anomaly,  Current Anthropogy, April 1999, 
).  By the 
time wetter conditions returned the Spaniards had also arrived and 
probably prevented Indians from reestablishing irrigation-based complex 
urban societies.
  
Tree ring records of the spatial extent, severity and duration of droughts
 
The best record of the droughts come from the width of annual growth rings 
of long lived trees.   Correlation of modern day ring widths with weather 
records has demonstrated that the ring width is strongly related to summer 
values of the so-called Palmer Drought Severity Index or PDSI.  The PDSI 
was developed as a simple measure of the moisture content of soil in the 
root zone.  It makes sense that the tree ring width would correlate with 
this during summer since that is the growth season.  Analysis of ring 
widths from living trees that have lived in North America for as long as 
two millennia, together with plenty of complex statistics, allows 
preparation of maps of summer PDSI for each year from 2BC to now.  This 
data set was developed at the Tree Ring Laboratory at Lamont-Doherty Earth 
Observatory and is called the North American Drought Atlas (NADA).  For 
the early centuries the coverage is limited to areas of the West with very 
long lived trees but by the beginning of the medieval droughts the 
coverage is pretty much all of the current United States.
 
In 2004 Ed Cook, of the LDEO Tree Ring Lab, published the first results 
from the NADA.  One figure, reproduced here (Figure 1), of the percentage 
of the American West at any time effected by severe drought made a clear 
case for elevated aridity during the medieval period.  For several 
hundred years up until the 15th Century well over half the area routinely 
experienced severe drought at any time.  The centuries to follow - broadly 
coincident with the Little Ice Age period of a colder climate in Europe - 
was wetter.  There is a hint that we have been returning to a more arid 
climate since the beginning of the Nineteenth Century.
 
Figure 1
| Top, the percent of the area of the American West experiencing moderate to severe drought at any one time as reconstructed from tree ring records over the last millennium.  The time series has been filtered to emphasize variations on timescales of many decades to centuries.  The lower panel shows a blowup for the last century emphasizing that the recent drought was not historically exceptional.  The figure is taken from Cook et al.  (2004, Science).   During Medieval times serious drought affected large areas of the West.  Following that there was a long period of more moderate drought (corresponding to the Little Ice Age) and, since then there appears to have been a return to a more drought stricken climate. | 
   
 
  
Tree ring records of modern droughts
 
In the last year a collaboration between the Tree Ring Lab and the Climate 
Modeling and Diagnostics Group at LDEO has allowed a closer look at the 
tree ring records of drought.  Figure 2 shows the summer PDSI 
reconstructed from the tree ring records for the modern day droughts as 
well as time series of the PDSI averaged over a region defined as the 
American West (25N to 50N and 125W to 95W) for the years covered by the 
droughts.  By comparison to instrumental records, it is clear that the 
tree ring growths faithfully record the droughts.  Each drought effected 
much of North America from the Appalachians to the Pacific coast and from 
the northern Mexico and the Gulf Coast into Canada.  Each was also 
associated with weak tendencies to wetter conditions in the Pacific 
Northwest, maritime eastern Canada and southern Mexico.  In the year by 
year evolution the multiyear droughts were made up of years of severe 
drought interrupted by more modest years and the occasional wet  years. 
None appear monolithic in having dry conditions year after year after year 
although the Civil War drought comes closest to this.
 
Figure 2
| Tree ring records of modern droughts.  The spatial distribution 
of tree ring summer Palmer Drought Severity Index (PDSI) is at left and 
the PDSI averaged over the West is at right. | 
   
 
  
Spatial patterns of tree ring records of drought and related ocean conditions
 
Figure 3 shows the results of an analysis, by Rotated Empirical Orthogonal 
Functions (REOF), of the spatial patterns of the tree ring records of 
droughts during the modern period.  The first pattern, which explains 32% 
of the total variance, well describes the observed droughts in covering 
most of the United States with weak opposite-signed regions in the 
northwest and northeast.  The second and third patterns would better 
describe droughts more localized in the east and west of the continent.
 
Figure 3
| Summer drought patterns from tree rings for the period 1000-2003 
AD as estimated from Rotated Empirical Orthogonal Analysis.  The fraction 
of the total variance explained by each REOF is indicated.  According to 
Preisendorfer's Rule N (bottom right) these three patterns are physically 
distinct. | 
   
 
 
The patterns of sea surface temperature (SST) and sea level pressure (SLP) 
associated with these patterns can be reconstructed via linear regression 
onto the time series of the relevant REOF.  This is shown in Figure 4. 
The first, dominant mode, is correlated with a La Niña-like SST and SLP 
pattern: cold in the tropical Pacific Ocean with warm anomalies in the 
mid-latitude Pacific, a cold Indian Ocean and a seesaw of SLP between the 
eastern and western hemispheres.  The other two patterns do not seem to be 
linked into coherent and known patterns of ocean variability.  The second 
pattern could, however, be related to the North Atlantic Oscillation.
 
Figure 4
  | The SST (left) and SLP (right) patterns associated with the 
first three REOF patterns of drought evaluated on the 1856-2003 period. 
Pattern 1 if a typical decadal La-Niña-like pattern.  Pattern 2 could be 
the summer North Atlantic Oscillation.  The third drought pattern does not 
seem to be related to any clear mode of SST variation.  These results 
support our modeling work of the 1856 to current period in that tropical 
Pacific influence dominates but that there may be a secondary Atlantic 
influence too. | 
   
 
 
These results support our modeling work of the 1856 to current period in 
that tropical Pacific influence dominates but that there may be a 
secondary Atlantic influence too
  
Tree ring records of medieval droughts
 
Figure 5 shows the spatial patterns and histories for a collection of 
medieval megadroughts.  (Note that the time series in this figure extends 
over a much longer period of time than for the modern drought figure 
above.)   Compared to the figures for the modern droughts what is 
remarkable is how similar the spatial pattern of the medieval droughts is 
to those with which we are familiar from experience and the instrumental 
record.   The severity of drought in any year was also similar to that of 
a modern day drought.  It is the year to year persistence of the medieval 
droughts that is different.  Years as dry as 1936 or 1939 during the Dust 
Bowl drought frequently occurred year after year, and often with no break, 
(e.g. between 1140 and 1165) during medieval times.
 
Figure 5
| Tree ring records of some medieval droughts.  Spatial 
distribution is at left and the time history at right. | 
   
 
 
The year to year variability of drier and wetter conditions still occurred 
during the medieval period, albeit about a drier mean state.  This is 
shown in Figure 6.  Since ENSO currently influences such interannual 
variability this suggests that ENSO was operative then as now.
 
Figure 6
| Histograms of annual summer tree ring derived PDSI for (top) 
the medieval period (or medieval climate anomaly (MCA)), (middle) the 
Little Ice Age and (bottom) the modern, post 1856, period. | 
   
 
 
These results suggest three obvious conclusions:
 
The similarity of the spatial patterns suggests that the physical 
processes that caused the modern droughts also caused the medieval 
megadroughts.
The global atmosphere ocean conditions that currently cause modern 
droughts for a few years at a time were the prevailing ocean climate 
during the medieval period.
Despite the shift in the mean tropical ocean climate ENSO variability 
continued as now but oscillating about a colder mean state.
  
The global pattern of medieval hydroclimate
 
If a cooler tropical Pacific Ocean was the cause of the medieval 
megadroughts then, analogous to the historical period, we would also 
expect the climate to have been drier in southern South America, wetter in 
northern South America and Central America, wetter in the Sahel region of 
Africa but drier in coastal east Africa and drier in parts of the 
Mediterranean and southern Europe.  There should also be evidence of 
colder ocean temperatures in the tropical Pacific.  Figure 7 shows a 
compilation of proxy evidence (from trees, lake records, Nile flow 
records, ocean sediments etc.) for hydroclimate conditions during the 
medieval period.  Broadly speaking, the evidence of wet and dry conditions 
fits into the global pattern of hydroclimate change established for the 
historical period using satellite data, instrumental records and climate 
models.  One of the more intriguing records comes from records of Nile 
flow.  This tends to be low during El Niño events as rainfall is reduced 
over the headwaters of the White Nile.  Therefore La Niña conditions tend 
to support high Nile flow.  In a 1993 paper analyzing the Nile records 
Quinn shows that low flows were only half as common during the medieval 
period as they were during the subsequent Little Ice Age!
 
Figure 7
| Proxy evidence for medieval hydroclimate.  Brown indicates a 
proxy indicator of dry conditions and green an indicator of wet 
conditions.  The pattern resembles that of the global hydroclimate 
associated with modern day North American droughts. | 
   
 
 
For the tropical Pacific Ocean itself there is only one published record 
of reconstructed ocean temperatures - based on the geochemistry of corals 
found on the island of Palmyra and analyzed by Kim Cobb, see web page.  She interprets 
her data to indicate a colder tropical Pacific ocean during the periods of 
the medieval epoch for which she has data.  Consequently, despite 
considerable limitations of the proxy evidence, to date it does support 
the idea that, during medieval times, the global hydroclimate tended 
towards what we would now call a La Niña-like state.
 
A first attempt to use the coral data to try to model the
megadroughts can be found here.
 
Publications:
The following research papers can be downloaded:
 
 Burgman, R., R. Seager, A. C. Clement and C. Herweijer, 2010: Role of tropical Pacific SSTs in global medieval hydroclimate: 
A modeling study. Geophys. Res. Lett., 37(L06705): doi:10.1029/2009GL042239.
PDF
Cook, E.R., R. Seager, R.R. Heim, R.S. Vose, C. Herweijer, C. Woodhouse, 2009.
Megadroughts in North America:  Placing IPCC Projections of Hydroclimatic Change in a
Long-Term Paleoclimate Context. Journal of Quaternary Science, DOI: 10.1002/jqs.1303.
PDF
Cook, E.R., R. Seager, M.A. Cane and D.W. Stahle, 2007: North American Drought: Reconstructions, Causes, and Consequences. Earth Science Reviews, 81, 93-134. PDF
Emile-Geay, J., M.A. Cane, R. Seager, A. Kaplan and P. Almasi, 2007: El Niño as a mediator of the solar influence on climate. Paleoceanography, 22, PA3210, doi:10.1029/2006PA001204.PDF
Seager, R., R. Burgman, Y. Kushnir, A. Clement, E. Cook, N. Naik and J. Velez, 2007: Tropical Pacific forcing of North American Medieval megadroughts: Testing the concept with an atmosphere model forced by coral-reconstructed SSTs, Journal of Climate, 21(23): 6175-6190.
PDF
Seager, R. and E.R. Cook, 2007: Medieval megadroughts in the Four Corners region: Characterization and causes. Presentation before: The Society for American Archaeology.PDF
Herweijer, C., R. Seager and E.R. Cook, 2006: North American Droughts of the mid-to-late Nineteenth Century: a history, simulation and implication for Mediaeval drought. The Holocene, 16, 159-171. PDF
Herweijer, C., R. Seager, E.R. Cook and J. Emile-Geay, 2007: North American Droughts of the last Millennium from a Gridded Network of Tree-ring Data. Journal of Climate, 20, 1353-1376. PDF
Seager, R., Graham N.,  Herweijer, C., Gordon, A.L., Kushnir, Y. and E. Cook, 20
07:  Blueprints for Medieval hydroclimate.  Quat. Sci. Rev., 
doi:10.1016/j.quascirev.2007.04.020.
PDF
Cook, E.R., C.A. Woodhouse, C.M. Eakin, D.M. Meko and D.W. Stahle, 2004: Long-term aridity changes in the western United States. Science. 306(5698): 1015-1018.PDF
 
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